Vicky Haynes

Compliance Manager & Head of Support - Stamford

Area of Expertise: Investments, Pensions, Protection, Tax Planning, Inheritance Tax Planning, Financial Review.

Vicky has worked within the financial services industry for over 9 years and has worked for numerous Wealth Management firms, before joining Chattertons in September 2022. Vicky is the SMF16 Compliance Oversight for Wealth Management and is responsible for ensuring the firm is up to date with implementing policies, processes and procedures to ensure compliance with FCA rules. Vicky manages, supports and provides ongoing training to the Support Team and liaises with the firm's Independent Financial Advisers, to ensure all clients and advisers receive a high level of service and satisfaction. Vicky is currently working towards Chartered status.

Away from work Vicky enjoys spending time with her family and going on long walks with her naughty dog, Gussy.

Supervisor: Richard Ludlow

Professional Information:

Diploma in Regulated Financial Planning.
Certificate in Mortgage Advice.
Certificate in Equity Release.