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Risk and Compliance Assistant - Newark

We are a leading "Top 200" Law Firm and provider of wealth management services, based in Lincolnshire and across the Midlands. Established in 1856, we are considered to be one of the oldest law firms in the UK.

Benefits:

Some of the great benefits that we offer are:

  • Generous holiday entitlements
  • Staff discount on legal fees
  • Income protection
  • Life assurance at 3 x salary
  • Salary sacrifice pension scheme
  • Employee Assistance Programme

The role:

The role of Risk and Compliance Assistant is extremely varied with an opportunity to get involved in an array of risk and compliance work. 

The ideal candidate will have experience in an administrative role but most importantly they will have an excellent attention to detail, be good at organisation and ability to work in a fast paced environment whilst still being accurate and thorough.

Key Duties and Responsibilities:

  • General compliance administration and tasks.
  • Completing file opening tasks.
  • Completing the AML E-ID checks so the company is compliant with the anti-money laundering regulations. Checking outstanding ID and liaising with Fee Earners to improve compliance.
  • Keeping inboxes up to date and accurate.
  • Logging breaches and complaints and maintaining detailed logs with evidence

Hours of Work: 09.00 – 17.15 – Monday to Friday (36.25 per week)
Location: Newark Office 
Salary: Dependent upon Experience

Person Specification:            

 

Essential

Desirable

Qualifications

Educated to GCSE/A level standard

Relevant experience within  Legal or Financial Services

Knowledge

IT literate/ability to use online systems efficiently

Previous experience with Microsoft packages

Skills

Excellent attention to detail

Thorough and accurate

Ability to work with confidence and credibility.

Strong organisational skills.

Excellent analytical, written and numeracy skills.

Excellent communication skills at all levels.

Excellent IT skills

Ability to use online AML systems

Competencies

Desire to provide a high quality service.

Highly structured and organised.

Ability to prioritise workloads and meet deadlines.

High level of integrity.

Ability to create and nurture relationships at all levels.

 

Attributes

Proactive and approachable.

Ability to engage with others to improve quality and performance. 

Hardworking and positive attitude.

Quick learner

 

Other

 

The ability to travel between
Chattertons offices would be
desirable therefore full driving
licence and access to car but this is
not essential.

 

APPLY NOW

Please email your CV and covering letter to the HR Department: hr@chattertons.com    

Chattertons recognises that it is essential to provide equal opportunities to all persons without discrimination. The firm has an Equality and Diversity Policy and this sets out the firm’s position on equal opportunity in all aspects of employment.  This is available upon request. 

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